Financial Services and Markets Authority

Results: 490



#Item
461Finance / Investment / Financial markets / Service industries / Markets in Financial Instruments Directive / Independent Financial Adviser / Financial adviser / Financial Services Authority / Collective investment scheme / Financial economics / Business / Financial services

For submission to the European Commission: 26th March[removed]Notification and justification for amending certain requirements relating to the market for packaged products under Article 4 of Directive[removed]EC (“Level

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Source URL: ec.europa.eu

Language: English - Date: 2010-07-01 09:13:41
462Europe / Economy of the European Union / European System of Central Banks / European Central Bank / National Bank of Belgium / Financial Services and Markets Authority / Euro / Economy of Belgium / European Union / Belgium

Opinion on OTC derivatives, central counterparties and trade repositories (CON[removed])

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Source URL: www.ecb.europa.eu

Language: English - Date: 2013-08-15 05:10:29
463Financial economics / Mark-to-market accounting / Counterparty / Foreign exchange market / Financial Services Authority / Short / Financial services / Investment banking / ACT / Financial markets / Finance / Business

THE NON-INVESTMENT PRODUCTS CODE For principals and broking firms in the wholesale markets DECEMBER[removed]MKTS_DOCS:154298v2

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Source URL: www.bankofengland.co.uk

Language: English - Date: 2012-09-21 10:40:31
464Financial markets / Financial services / Financial regulation / Prime brokerage / Hedge fund / Markets in Financial Instruments Directive / Investment banking / Financial Services Authority / Short / Financial economics / Finance / Investment

Notification and justification for the FSA’s requirements relating to client assets applicable to UK investment firms under Article 4 of Directive[removed]EC (“Level 2 Directive”) implementing Directive[removed]EC

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Source URL: ec.europa.eu

Language: English - Date: 2014-06-27 11:13:18
465Financial economics / Mark-to-market accounting / Counterparty / Financial Services Authority / Financial services / Foreign exchange market / Short / Investment banking / Business broker / Financial markets / Finance / Business

THE NON-INVESTMENT PRODUCTS CODE For principals and broking firms in the wholesale markets January[removed]MKTS_DOCS: 94441v9

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Source URL: www.bankofengland.co.uk

Language: English - Date: 2012-09-21 10:40:32
466Financial economics / Mark-to-market accounting / Counterparty / Foreign exchange market / Financial Services Authority / Financial services / Electronic trading / ACT / Short / Finance / Financial markets / Business

THE NON-INVESTMENT PRODUCTS CODE For Principals and Broking Firms in the Wholesale Markets NOVEMBER[removed]Markets 563764v1

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Source URL: www.bankofengland.co.uk

Language: English - Date: 2012-09-21 10:45:21
467Financial economics / Financial risk / Systemic risk / Financial markets / European Systemic Risk Board / European Insurance and Occupational Pensions Authority / European Securities and Markets Authority / Euro / European Commissioner for Internal Market and Services / Financial regulation / Economy of the European Union / European Union

Photo de famille de la Comission Barroso II

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Source URL: ec.europa.eu

Language: English - Date: 2012-02-29 08:54:30
468Economics / Financial services / Investment / Employment compensation / Pension / Financial literacy / Financial Services Authority / Financial inclusion / Personal finance / Finance / Financial economics

EUROPEAN COMMISSION Internal Market and Services DG FINANCIAL SERVICES POLICY AND FINANCIAL MARKETS Financial services policy

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Source URL: ec.europa.eu

Language: English - Date: 2011-03-31 05:55:58
469Financial services / European Union directives / Funds / Markets in Financial Instruments Directive / Independent Financial Adviser / Undertakings for Collective Investment in Transferable Securities Directives / Financial Services Authority / Financial adviser / Open-ended investment company / Financial economics / Investment / Finance

Notification and justification for retention of certain requirements relating to the market for packaged products under Article 4 of Directive[removed]EC ("Level 2 Directive") implementing Directive[removed]EC ("Level 1

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Source URL: ec.europa.eu

Language: English - Date: 2008-09-01 06:58:13
470Financial regulation / Markets in Financial Instruments Directive / European Insurance and Occupational Pensions Authority / Undertakings for Collective Investment in Transferable Securities Directives / European System of Financial Supervisors / Payment Services Directive / Directive on services in the internal market / Esma / European Securities and Markets Authority / European Union / Europe / Financial economics

JC-CP[removed]November 2013 Joint Committee Consultation Paper on draft guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors

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Source URL: www.eba.europa.eu

Language: English - Date: 2014-02-26 11:02:49
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